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Level 5
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20 Credits
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0.1667 EFTS
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Delivery type:Online
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Course duration: 16 weeks
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Course cost:$731 NZ Domestic$1,828 NZ International
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Workload - Approximately 13 hours per week
This course is designed for people working in or wishing to enter the financial services industry. It will give you knowledge of the regulatory framework for operating as a financial adviser. It will enable you to interpret and apply relevant statutes, regulations, case law and codes of practice to the provision of financial advice.
For more information watch the course introduction video below.
What you will learn
When you successfully complete this course you will be able to:
- Interpret relevant provisions in the regulatory framework to consider when providing financial advice
- Apply legal obligations in a financial advice situation
- Apply good conduct, ethical, and professional obligations in a financial advice situation
- Outline the six step advice process
Assessment
This course is 100% internally assessed.
Textbooks
No textbooks are needed for this course.
Computer and internet requirements
This course is delivered online, so you will access your course material and submit assessments online. Our online courses may include reading, videos, quizzes or activities, and you may need to download content.
For online learning you need:
- Access to a laptop or desktop computer
- Reliable internet and data plan.
If you are unsure if your current computer, Windows or internet access will allow you to study online, please contact us before applying to enrol.
How to enrol
Before enrolling in this course you need to:
- choose the qualification you will study the course under
- check the order that courses in the qualification should be studied in the Qualification Structure table. This is in the Choose courses and apply tab on the qualification page.