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This online course is designed for individuals who are working in or wish to enter the financial services industry. It provides you with knowledge of the legislative framework for operating as an authorised financial adviser. It enables you to apply relevant statutes, regulations, case law and the Code of Professional Conduct for Authorised Financial Advisers to the provision of financial advice.
For more information watch the course introduction video below.
Before enrolling in this course you need to:
All our open courses have a credit value. For each credit, allow about 10 hours of study. Your workload may be higher around assessment due dates.
Although the Open Polytechnic provides learning materials, this course is assessed by The Skills Organisation. Visit The Skills Organisation’s website for more information and to register for assessment.
You will need to pay an additional fee directly to The Skills Organisation for this assessment.
Your course is delivered 100% online. To complete this course you will need access to a computer or device, broadband internet and a data plan able to support online learning such as streaming of videos (including YouTube), downloading content and submitting online assessments. If you are unsure if your current computer/device or internet access allows you to complete your online learning with us, please contact us before applying to enrol.