The Financial Services Industry and its Regulatory Environment

FSC510

This online course is designed for individuals who are working in or wish to enter the financial services industry.

  •  
    Level
    5
  •  
    Credits
    20
  •  
    EFTs
    0.1667
  • Delivery type
    2019
    Online only
  • Workload

    For each credit, allow about 10 hours of study.

  • Cost
    2019
    NZ students $600 + $60 annual administration fee
    International students $1,750 + $60 annual administration fee
  • Intakes
    2019
    This course will start on the first Monday of the month you select for enrolment.
  •  
    Prerequisites Check entry and other requirements under the qualification you are studying

It provides you with contextual knowledge for specialist roles within retail and personal services areas of the financial services industry. It enables you to operate with an understanding of the New Zealand financial services industry in terms of its markets, systems, participants and connection with the economic environment, and to apply legislation and professional practice that is common to all sectors of the industry.

For more information watch the course introduction video below.

 

Students who successfully complete this course will be able to

  • Operate with understanding of financial institutions, systems, and markets, and their interdependencies.
  • Operate with understanding of the economic environment and its connection to the financial markets and their participants.
  • Act in the best interest of the client by demonstrating professional practice in the application of legislation, regulations, ethics, risk and compliance that is common to all sectors of the financial services industry.

Assessment

This course is 100% internally assessed

Other requirements

Your course is delivered 100% online. To complete  this course you will need access to a computer or device, broadband internet and a data plan able to support online learning such as streaming of videos (including YouTube), downloading content and submitting online assessments. If you are unsure if your current computer/device or internet access allows you to complete your online learning with us, please contact us before applying to enrol. 

How to enrol

Before enrolling in this course you need to:

  • choose the qualification you will study the course under
  • check the order that courses in the qualification should be studied in the Qualification Structure table. This is in the Choose courses and apply tab on the qualification page.

You can do this course as part of these qualifications:

Certificate
  •  
    Level
    5
  •  
    Credits
    20
  •  
    EFTs
    0.1667
  • Delivery type
    2019
    Online only
  • Workload

    For each credit, allow about 10 hours of study.

  • Cost
    2019
    NZ students $600 + $60 annual administration fee
    International students $1,750 + $60 annual administration fee
  • Intakes
    2019
    This course will start on the first Monday of the month you select for enrolment.
  •  
    Prerequisites Check entry and other requirements under the qualification you are studying